Legal and Regulatory Information

Canaccord Genuity Wealth Management (CGWM) is a trading name of Adam and Company Investment Management Limited (AIM), Canaccord Genuity Financial Planning Limited (CGFPL), Canaccord Genuity Wealth Limited (CGWL) and CG Wealth Planning Limited (CGWPL) and you will therefore be redirected to the CGWM website to review the documents below:

 

CGWL Candidate privacy notice

Client asset protection

Complaints handling policy

Conflicts policy

Diversity policy

Excess reportable income & Income equalisation

Investment recommendations disclosures

Market Sounding process 

Modern Slavery Act

Order Execution Policy (CGWL)

Privacy notice

Stewardship code

Central securities Depositories Regulation (CSDR)